Kin Fei Chow
周建飛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Fei Chow (周建飛), a licensed former licensee with CE reference BNO120. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-01-19 | 2025-05-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2021-01-19 | 2025-05-10 |
| STI Asset Management Limited | Rep | Type 1 — Dealing in securities | 2019-10-09 | 2020-02-29 |
| STI Asset Management Limited | Rep | Type 4 — Advising on securities | 2019-09-13 | 2020-02-29 |
| STI Asset Management Limited | Rep | Type 9 — Asset management | 2019-09-13 | 2020-02-29 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-10 | 2019-07-05 |
| Tianli Financial Limited 天利金融有限公司 |
Rep | Type 9 — Asset management | 2018-10-10 | 2019-07-05 |