Ning (SFC:BNO014) Liu
劉寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:BNO014) Liu (劉寧), a licensed former licensee with CE reference BNO014. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-10 | 2024-08-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-08-10 | 2024-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-02 | 2019-12-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-10-02 | 2019-12-10 |