Sourabh Rathi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sourabh Rathi, a licensed Representative with CE reference BNN322. Currently licensed at 1 firm(s): Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-09-07 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-09-07 | present |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2018-09-07 | 2018-11-01 |