Xiao (SFC:BNM996) Xu
徐瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:BNM996) Xu (徐瀟), CE reference BNM996. Currently licensed at 1 firm(s): Harvest Global Capital Investments Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 — Asset management | 2020-02-24 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-07 | present |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-17 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-09 | 2019-06-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2019-06-23 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2018-10-08 | 2018-11-11 |