Zining Li
李梓宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zining Li (李梓宁), a licensed former licensee with CE reference BNL590. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-12 | 2024-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-12 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-07-12 | 2024-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2021-07-12 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-12 | 2024-06-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2021-07-12 | 2024-02-26 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-30 | 2019-06-20 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-30 | 2019-06-20 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-30 | 2019-06-20 |