Peter James Whitaker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter James Whitaker, a licensed former licensee with CE reference BNL578. This person has less than 0.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-31 | 2018-09-07 |