Tian (SFC:BNJ761) Tan
談天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian (SFC:BNJ761) Tan (談天), a licensed former licensee with CE reference BNJ761. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | Rep | Type 4 — Advising on securities | 2023-02-08 | 2024-12-20 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-20 | 2021-06-08 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-20 | 2021-06-08 |