Di (SFC:BNJ741) Wu
吳狄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di (SFC:BNJ741) Wu (吳狄), a licensed former licensee with CE reference BNJ741. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-11-04 | 2023-02-14 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-10 | 2023-02-14 |