Richard John Wilks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Wilks, a licensed former licensee with CE reference BNJ105. This person has 2.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-15 | 2020-09-01 |