Pengtao (SFC:BNH904) Zhang
張澎濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengtao (SFC:BNH904) Zhang (張澎濤), a licensed former licensee with CE reference BNH904. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Beijing Investment Limited 第一北京投資有限公司 |
Rep | Type 9 — Asset management | 2021-10-22 | 2023-12-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-03 | 2021-07-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-22 | 2021-07-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-22 | 2021-07-09 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-27 | 2020-07-10 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-27 | 2020-07-10 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-10 | 2019-05-06 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-14 | 2019-05-06 |