Swapna Ramamoorthy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Swapna Ramamoorthy ( ), a licensed former licensee with CE reference BNH701. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-09-04 | 2019-02-21 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-09-04 | 2019-02-21 |