Shengbai Jia
賈声白
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengbai Jia (賈声白), a licensed Representative with CE reference BNF817. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-07-25 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-07-25 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-25 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-07-25 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-07-25 | 2024-02-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-07-25 | 2024-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-27 | 2022-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-27 | 2022-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-27 | 2022-05-31 |