Li (SFC:BNF087) Xu
徐莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:BNF087) Xu (徐莉), a licensed former licensee with CE reference BNF087. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-06-16 | 2025-06-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-23 | 2025-05-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-06 | 2021-04-30 |