Yangduan Luo
羅楊端
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yangduan Luo (羅楊端), a licensed Representative with CE reference BNE883. Currently licensed at 2 firm(s): CITIC Securities Futures (HK) Limited, CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-16 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-08 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-08 | present |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | 2023-04-14 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-10 | 2023-04-14 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-10 | 2023-04-14 |