Yan (SFC:BND768) Zhang
張晏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BND768) Zhang (張晏), a licensed Representative with CE reference BND768. Currently licensed at 1 firm(s): AB Capital Investment Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AB Capital Investment Limited |
Rep | Type 9 — Asset management | 2023-04-19 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-27 | 2023-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-27 | 2023-01-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-27 | 2023-01-09 |