Xu (SFC:BNC912) Han
韓旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xu (SFC:BNC912) Han (韓旭), CE reference BNC912. Currently licensed at 1 firm(s): Jefferies Hong Kong Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-27 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-25 | 2024-02-26 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2021-08-25 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2018-08-06 | 2020-08-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2018-08-06 | 2020-08-17 |