Lin Guo
郭璘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Guo (郭璘), a licensed former licensee with CE reference BNB213. This person has 1.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-10-29 | 2022-08-14 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-14 | 2019-02-28 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-06-14 | 2019-02-28 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Guo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.