Yan (SFC:BNB207) Li
李燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BNB207) Li (李燕), a licensed former licensee with CE reference BNB207. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-07 | 2021-01-14 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-07 | 2021-01-14 |