Shu-Fang Hsieh
謝淑芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Fang Hsieh (謝淑芳), a licensed former licensee with CE reference BMX430. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-10-14 | 2023-03-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-17 | 2019-06-14 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-17 | 2019-06-14 |