Ming (SFC:BMX292) Li
李明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:BMX292) Li (李明), a licensed Responsible Officer with CE reference BMX292. Currently licensed at 2 firm(s): CMBC Asset Management Company Limited, CMBC Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-14 | present |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-14 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-20 | present |