Ye (SFC:BMW836) Tao
陶冶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BMW836) Tao (陶冶), CE reference BMW836. Currently licensed at 1 firm(s): CMB International Global Markets Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-06 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-17 | 2022-08-24 |