Mohith Keshava Shastry
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohith Keshava Shastry ( ), a licensed former licensee with CE reference BMW550. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-15 | 2019-02-22 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-15 | 2019-02-22 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-11 | 2018-05-16 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-11 | 2018-05-16 |