Natalie Horton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Natalie Horton ( ), a licensed former licensee with CE reference BMW230. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-10-13 | 2025-10-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-01-09 | 2024-01-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-03-07 | 2023-03-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-05 | 2019-06-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-10 | 2019-05-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-30 | 2018-12-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-05-08 | 2018-05-11 |