Yang (SFC:BMS606) Guo
郭阳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BMS606) Guo (郭阳), a licensed former licensee with CE reference BMS606. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Albourne Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2021-11-03 | 2024-05-23 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2019-06-30 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-20 | 2019-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-20 | 2019-06-30 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-20 | 2019-06-30 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2018-04-20 | 2019-06-30 |