Roxana Zuercher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roxana Zuercher ( ), a licensed former licensee with CE reference BMS303. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-03 | 2019-05-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-23 | 2018-08-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-26 | 2018-05-04 |