Mi Luo
駱咪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mi Luo (駱咪), a licensed former licensee with CE reference BMQ330. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-15 | 2023-08-10 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-06-15 | 2023-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-04 | 2019-03-15 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2018-04-23 | 2018-12-02 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
Rep | Type 9 — Asset management | 2018-04-23 | 2018-12-02 |