Yi (SFC:BMP248) Yang
楊懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BMP248) Yang (楊懿), a licensed Representative with CE reference BMP248. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-11 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-11 | present |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-27 | 2019-09-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-19 | 2019-09-30 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 9 — Asset management | 2018-03-19 | 2019-09-30 |