Xuyan Zhang
張旭妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuyan Zhang (張旭妍), a licensed former licensee with CE reference BMM382. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2021-09-01 | 2022-05-02 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2021-08-27 | 2022-05-02 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-19 | 2021-07-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-03 | 2021-07-29 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-06 | 2019-12-04 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-06 | 2019-12-04 |