Pat Sun Law
羅鈸汛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pat Sun Law (羅鈸汛), a licensed former licensee with CE reference BML990. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-20 | 2020-08-29 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-20 | 2020-08-29 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-21 | 2019-11-30 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-21 | 2019-11-30 |