David Terence Mulholland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Terence Mulholland ( ), a licensed former licensee with CE reference BMJ692. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-08 | 2019-10-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-22 | 2019-03-29 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-24 | 2018-10-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-05 | 2018-03-12 |