Yuli Lu
陸玉立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuli Lu (陸玉立), a licensed former licensee with CE reference BMI926. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2021-07-19 | 2024-06-08 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2021-07-07 | 2024-06-08 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2018-04-10 | 2021-03-31 |