Nelson Kai Him Tam
譚棨謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Kai Him Tam (譚棨謙), a licensed former licensee with CE reference BMI052. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-17 | 2024-04-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-11-17 | 2024-04-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2019-05-17 | 2021-08-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2019-05-17 | 2021-08-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2019-05-17 | 2021-08-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2019-05-17 | 2021-08-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-29 | 2021-08-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2019-04-29 | 2021-08-09 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2018-04-10 | 2019-04-04 |