Bowen (SFC:BMF161) Zhao
趙博聞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bowen (SFC:BMF161) Zhao (趙博聞), a licensed Representative with CE reference BMF161. Currently licensed at 1 firm(s): Shenwan Hongyuan Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-11 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-20 | 2022-02-15 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-20 | 2022-02-15 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-06 | 2021-12-21 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-06 | 2021-12-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-23 | 2020-01-23 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-23 | 2020-01-23 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-02-23 | 2020-01-23 |