Yu (SFC:BLX951) Dong
董昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BLX951) Dong (董昱), CE reference BLX951. Currently licensed at 1 firm(s): Taiping Assets Management (HK) Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-27 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-08-27 | present |
| Taiping Capital Limited 太平融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-12-08 | 2025-11-01 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-10-09 | 2021-12-08 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-08 | 2020-05-31 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-08 | 2020-05-31 |