Markus Manfred Helmut Mittermaier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Markus Manfred Helmut Mittermaier ( ), a licensed former licensee with CE reference BLX368. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-01-21 | 2020-01-22 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-10 | 2019-01-18 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-12 | 2018-01-18 |