Glenn Kromer Shapiro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glenn Kromer Shapiro ( ), a licensed former licensee with CE reference BLX089. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-09-25 | 2019-09-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-09-25 | 2019-09-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-01-25 | 2018-02-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-01-25 | 2018-02-02 |