Joseph Kuok Lit Chia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kuok Lit Chia ( ), a licensed former licensee with CE reference BLS724. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-02-25 | 2019-02-28 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-25 | 2019-02-28 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-08 | 2018-03-14 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-01-11 | 2018-01-17 |