Ka Wing (SFC:BLP057) Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wing (SFC:BLP057) Wong, CE reference BLP057. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-11-24 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-11-24 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-11-24 | present |