Ryuji Rafael Wolf
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryuji Rafael Wolf ( ), a licensed former licensee with CE reference BLN156. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-05-10 | 2022-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-05-10 | 2022-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-05-10 | 2022-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-04-16 | 2018-04-24 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-04-16 | 2018-04-24 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-04-16 | 2018-04-24 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2018-01-08 | 2018-03-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2018-01-08 | 2018-03-27 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2018-01-08 | 2018-03-27 |