Juhi Malik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juhi Malik, a licensed former licensee with CE reference BLJ228. This person has 6.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-11 | 2024-09-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-10-31 | 2021-09-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2017-10-31 | 2021-09-02 |