Gordon Kwok Wai Tsang
曾國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Kwok Wai Tsang (曾國威), a licensed former licensee with CE reference BLI479. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-10 | 2025-06-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-10 | 2025-06-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-18 | 2020-12-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-05 | 2020-12-22 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-11-01 | 2018-05-17 |