Sumeet Kumar Bhalla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumeet Kumar Bhalla, a licensed former licensee with CE reference BLH891. This person has 3.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2024-04-23 | 2024-07-22 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-30 | 2024-02-09 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-30 | 2024-02-09 |
| East Capital Asia Limited | Rep | Type 4 - Advising on securities | 2019-07-11 | 2020-04-30 |
| East Capital Asia Limited | Rep | Type 9 - Asset management | 2019-07-11 | 2020-04-30 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-25 | 2018-11-27 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-10-25 | 2018-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sumeet Kumar Bhalla during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.