James Phoebus O'Callaghan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Phoebus O'Callaghan ( ), a licensed former licensee with CE reference BLG106. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-01-13 | 2023-01-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-13 | 2017-10-20 |