Yu Jie Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Jie Lo, a licensed Representative with CE reference BLF222. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 4 - Advising on securities. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-11-01 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-11-01 | 2018-09-11 |