Amit Rustagi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amit Rustagi ( ), a licensed former licensee with CE reference BLD719. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-01-20 | 2026-01-23 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-11-14 | 2025-11-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-23 | 2025-05-30 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-24 | 2024-06-27 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2024-01-30 | 2024-02-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-07-03 | 2023-07-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2022-12-07 | 2022-12-09 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-12-05 | 2021-04-25 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-06 | 2017-10-13 |