Yue Luo
羅悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Luo (羅悅), a licensed former licensee with CE reference BLD589. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-10 | 2018-07-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-10 | 2018-07-31 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-10-10 | 2018-07-31 |