John William Wraith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John William Wraith ( ), a licensed former licensee with CE reference BLD291. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-05 | 2019-03-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-06 | 2017-10-11 |