Kentaro Iwao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kentaro Iwao ( ), a licensed former licensee with CE reference BLC869. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-21 | 2021-08-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-09-21 | 2021-08-20 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-15 | 2018-09-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-15 | 2018-09-14 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2017-10-06 | 2017-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2017-10-06 | 2017-10-11 |