Claire Elizabeth Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claire Elizabeth Smith ( ), a licensed former licensee with CE reference BLC074. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2021-05-17 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-10-11 | 2017-10-24 |