David Andrew Holmes

CE No. BLC009 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Holmes, a licensed former licensee with CE reference BLC009. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2017-09-29 2017-10-03
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2017-09-29 2017-10-03

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